Transaction · 0000950142-26-002857

Lichty Paul Robert

Lichty Paul Robert, CEO, reported a transaction classified as grant at Forge Nano Holdings, Inc. involving 242612.000000 shares. Reported holdings after the transaction were 242612.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ACEO
NANOForge Nano Holdings, Inc.
Trade date
Oct 22, 2026
Filing date
Oct 27, 2026
View on SEC Insider profile
Disclosed valueUnknownShares × reported price
Shares traded242kPrice unknown
Holdings after242kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
missing priceThe filing did not provide a usable price per share.

NANO price since this filing

Daily closing prices, with the filing date and available return windows
NANO · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0000950142-26-002857
Stock Option (right to buy)
Transaction date
Oct 22, 2026
Filed Oct 27, 2026, 01:32 AM · 5d delay
Shares
242,612 sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
242,612 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Direct Ownership Large Holdings Increase
Filing-only score

-18 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
  • missing_price-8 points

    price_cents is null

    Missing price reduces confidence in value-based signals.
Missing facts
  • price_cents
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Executive Officer

Officer YesDirector Yes10% YesOther No
Footnotes & amended
  1. F1

    Received as consideration for shares of common stock of Forge Nano, Inc. ("Forge Nano") in connection with the Issuer's business combination (the "Business Combination") pursuant to the Agreement and…

  2. F2

    Consists of stock options granted under the 2017 Equity Incentive Plan of Forge Nano that are exercisable for shares of the Issuer's common stock following the closing of the Business Combination.

  3. F3

    These stock options vest in 48 monthly installments beginning on January 26, 2024, subject to the Reporting Person's continued service with the Issuer.

  4. F4

    These stock options vest in 48 monthly installments beginning on April 30, 2026, subject to the Reporting Person's continued service with the Issuer.

  5. F5

    25% of these stock options vested on April 1, 2025, and the remaining 75% vested and will vest in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued se…

  6. F6

    25% of these stock options vested on December 12, 2025, and the remaining 75% vested and will vest in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continue…

  7. F7

    25% of these stock options vested on October 1, 2026, and the remaining 75% will vest in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service wit…

  8. F8

    25% of these stock options will vest on March 31, 2027, and the remaining 75% will vest in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service w…

  9. F9

    25% of these stock options will vest on March 30, 2027, and the remaining 75% will vest in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service w…

  10. F10

    Represents earn-out shares granted in connection with the Business Combination. The earn-out shares will vest as follows: (i) one third will vest if the VWAP of the Common Stock equals or exceeds $15.…

  11. F11

    Represents performance stock units, each representing a right to receive one share of common stock of the Issuer, granted to holders of Forge Nano stock options in connection with the Business Combina…

  12. F12

    Represents performance stock units, each representing a right to receive one share of common stock of the Issuer, granted to holders of Forge Nano stock options in connection with the Business Combina…

  13. F13

    (Cont'd from FN13) for the preceding twelve months equals or exceeds $600,000,000 and (iii) one third of the performance stock units will vest if the VWAP of the Common Stock equals or exceeds $25.00…

Original filing · 0000950142-26-002857
Related transactions

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NANO