Transaction · 0001607570-26-000008

Levy Susan Cohen

Levy Susan Cohen, EVP, GC, reported a transaction classified as exercise at NORTHERN TRUST CORP involving 16984.000000 shares for an estimated $0.00. Reported holdings after the transaction were 3922.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MEVP, GC
NTRSNORTHERN TRUST CORP
Trade date
Oct 23, 2026
Filing date
Oct 27, 2026
View on SEC Insider profile
Disclosed value$0Shares × reported price
Shares traded16.9k$0.00 per share
Holdings after3.92kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

NTRS price since this filing

Daily closing prices, with the filing date and available return windows
NTRS · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +2.1%1w ago -2.8%1d ago -2.7%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
exercise
Code M
Identifier
0001607570-26-000008
Employee Stock Option (right-to-buy)
Transaction date
Oct 23, 2026
Filed Oct 27, 2026, 09:03 PM · 4d delay
Shares
16,984 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
3,922 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Direct Ownership Large Holdings Reduction
Filing-only score

-10 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

EVP and General Counsel

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Includes 13,916 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

  2. F2

    Price reflects the weighted average sales price from $168.00 to $168.45. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

  3. F3

    The reporting person's spouse is trustee of this trust.

  4. F4

    This option becomes exercisable in four equal annual installments beginning 2/21/2018.

Original filing · 0001607570-26-000008
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