Transaction · 0000945621-26-001330

Janis Frances

JANIS FRANCES, TRES, reported an open-market or private sale at Pomona Investment Fund involving 11582.399000 shares. Reported holdings after the transaction were 17133.462000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code STRES
PINONEPomona Investment Fund
Trade date
Sep 30, 2026
Filing date
Oct 29, 2026
View on SEC Insider profile
Disclosed valueUnknownShares × reported price
Shares traded11.5kPrice unknown
Holdings after17.1kDirect
% of reported position traded40.33%This security and ownership context
How reported position traded is calculated

Shares sold ÷ (holdings after + shares sold). Estimated position before: 28,715.861 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
2 warnings
delayed filingThe filing was reported 29 calendar days after the transaction date.
missing priceThe filing did not provide a usable price per share.

NONE price since this filing

Daily closing prices, with the filing date and available return windows
NONE · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0000945621-26-001330
Common Stock
Transaction date
Sep 30, 2026
Filed Oct 29, 2026, 08:07 PM · 29d delay
Shares
11,582.399 sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
17,133.462 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Direct Ownership Large Holdings Reduction
Filing-only score

-8 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • delayed_filing-6 points

    reporting_delay_days = 29

    Filing delay exceeds the configured threshold.
  • missing_price-8 points

    price_cents is null

    Missing price reduces confidence in value-based signals.
Missing facts
  • price_cents
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Treasurer and PFO

Officer YesDirector No10% NoOther No
Footnotes & amended

No footnotes recorded.

Original filing · 0000945621-26-001330
Related transactions

0 other transactions

Same SEC filing
Recent company activity

0 recent txs

NONE