Transaction · 0001104659-26-066858

Epley Kyle Joseph

Epley Kyle Joseph, CFO, reported a transaction classified as grant at CATERPILLAR INC involving 6.000000 shares for an estimated $5451.30. Reported holdings after the transaction were 5711.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ACFO
CATCATERPILLAR INC
Trade date
May 26, 2026
Filing date
May 27, 2026
View on SEC Insider profile
Estimated value$5.45kShares × reported price
Shares traded6$908.55 per share
Holdings after5.71kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

CAT price since this filing

Daily closing prices, with the filing date and available return windows
CAT · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -8.7%1w ago -5.5%1d ago -3.3%
Returns since7d +1.8%30d +9.6%90d -10.7%180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001104659-26-066858
Phantom Stock Units
Transaction date
May 26, 2026
Filed May 27, 2026, 07:09 PM · 1d delay
Shares
6 sh
$908.55 per share
Estimated value
$5.45k
Computed from shares × price
Holdings after
5,711 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Direct Ownership
Filing-only score

-6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 1

    Filing reported within two business days of the transaction.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Financial Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.

  2. F2

    The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.

  3. F3

    Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phanto…

Original filing · 0001104659-26-066858
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