Transaction · 0001104659-26-066858

Epley Kyle Joseph

Epley Kyle Joseph, CFO, reported a transaction classified as grant at CATERPILLAR INC involving 6.000000 shares for an estimated $5451.30. Reported holdings after the transaction were 5711.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ACFO
CATCATERPILLAR INC
Filing timeMay 27
Trade dateMay 26, 2026
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$909.93
Pre-filing
1mo ago -8.7%1w ago -5.5%1d ago -3.3%
Returns since
7d +1.8%30d +9.6%90d -10.7%180d -10.7%1y -10.7%

CAT price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
CAT since 2026-05-27Filed 100 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001104659-26-066858
Phantom Stock Units
Transaction date
May 26, 2026
Filed May 27, 2026, 07:09 PM · 1d delay
Shares
6 sh
$90.8k per share
Estimated value
$545k
Computed from shares × price
Holdings after
5.71k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Derivative Transaction Direct Ownership
-6score
Filing-only score

-6

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Financial Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.

  2. F2

    The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.

  3. F3

    Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phanto…

Original filing · 0001104659-26-066858
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CAT