CAT

CATERPILLAR INC

NYSEIndustrialsConstruction Machinery & Equip

Insider activity for last month from 08/04 to 09/04. Counts use processed Form 4 rows. Purchase and sale metrics use codes P and S; totals remain unknown when any matching value is missing. Rows without a usable transaction date cannot be assigned to a rolling period and are excluded.

Latest filingSep 01, 2026Most recent Form 4
Total buying$00 buys
Total selling$2.62B14 sells
Net open-market-$2.62B3 insiders
Open-market mix
Buy vs sell distribution by transaction count
14 transactions
0 buys0%·100%14 sells

Insider activity report

Monthly open-market purchase and sale counts
Buys Sells
1580-8-15transactionsAug 2026 sells: 14 transactions · $2.62B14AugSep

Transaction codes

By Form 4 transaction code in selected period
21transactions
  • S · Open-market sells · dominant14 · 67%
  • A · Grants / awards4 · 19%
  • M · Option exercise2 · 10%
  • F · Tax withholding1 · 5%

Activity by reported role

A joint filing can contribute to multiple roles
21transactions
  • Chief executive officer · dominant18 · 86%
  • Chief financial officer2 · 10%
  • PRES1 · 5%

Distinct insiders active

Reporting-owner CIKs by month · peak Aug 2026 (3)
Aug 2026Sep 2026
3distinct insiders in 2 months

Reported Holdings After

Separated by insider, security, and ownership type
Creed Joseph ECommon Stock · Direct
79.0k34.6kAug 28, 2026 · 39,386 shares owned afterAug 28, 2026 · 40,666 shares owned afterAug 28, 2026 · 45,701 shares owned afterAug 28, 2026 · 48,742 shares owned afterAug 28, 2026 · 50,879 shares owned afterAug 28, 2026 · 53,518 shares owned afterAug 28, 2026 · 66,956 shares owned afterAug 28, 2026 · 63,035 shares owned afterAug 28, 2026 · 64,386 shares owned afterAug 28, 2026 · 64,906 shares owned afterAug 28, 2026 · 65,656 shares owned afterAug 28, 2026 · 65,936 shares owned afterAug 28, 2026 · 66,476 shares owned afterAug 28, 2026 · 59,653 shares owned afterAug 28, 2026 · 78,958 shares owned afterAug 28, 2026 · 34,555 shares owned afterAug 28, 2026Aug 28, 2026
34,555Aug 28, 2026
Epley Kyle JosephPhantom Stock Units · Direct
5.9k5.9kAug 26, 2026 · 5,862 shares owned afterAug 26, 2026 · 5,869 shares owned afterAug 26, 2026Aug 26, 2026
5,869Aug 26, 2026
Creed Joseph EPhantom Stock Units · Direct
11.3k11.3kAug 26, 2026 · 11,291 shares owned afterAug 26, 2026Aug 26, 2026
11,291Aug 26, 2026
Kaiser JasonPhantom Stock Units · Direct
5.5k5.5kAug 26, 2026 · 5,476 shares owned afterAug 26, 2026Aug 26, 2026
5,476Aug 26, 2026
Creed Joseph EEmployee Stock options · Direct
00Aug 28, 2026 · 0 shares owned afterAug 28, 2026Aug 28, 2026
0Aug 28, 2026

These are reported post-transaction holdings, not company-wide ownership percentages. Securities, indirect vehicles, and amendments are kept separate.

Filing activity heatmap
Each cell is one day · intensity = transactions · buys green, sells red
0 active days
Aug 04Sep 04
LessMore

Filing detail checks

Secondary metrics for the selected period
Largest buy-
Largest sale$495M
10b5-1 detected0
Amended rows0

Filing-only signals

Deterministic matches in the selected period

CAT transaction history

Filters apply within this company and selected period by default
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TickerInsiderRoleTypeSharesValueCodeSignals90d returnFiledTrans date

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CATERPILLAR INC Insider Activity FAQ

SEC Form 4 context

Who recently reported transactions at CATERPILLAR INC?

Creed Joseph E, Epley Kyle Joseph, Kaiser Jason.

When was the latest reported open-market purchase?

No code-P purchase is available for this period.

When was the latest reported open-market sale?

Creed Joseph E reported a sale on Aug 28, 2026 valued at $393M. Read the SEC filing.

What is the recent purchase and sale balance?

Net open-market selling in the selected period was $26,211,763.87. Sales can occur for many non-investment reasons.

Where can I see the original SEC filing?

Every transaction row and latest-activity fact links to its original SEC filing.

What do these Form 4 transaction codes mean?

P and S generally describe open-market or private purchases and sales. A, D, F, M, X, G, J, and V describe awards, issuer dispositions, tax withholding, exercises, gifts, other transactions, and voluntary early reports; review each filing and its footnotes for context.