Latest filingSep 01, 2026Most recent Form 4
LPLA
LPL Financial Holdings Inc.
NasdaqFinancialsSecurity & Commodity Brokers, Dealers, Exchanges & Services
Insider activity for last month from 08/03 to 09/03. Counts use processed Form 4 rows. Purchase and sale metrics use codes P and S; totals remain unknown when any matching value is missing. Rows without a usable transaction date cannot be assigned to a rolling period and are excluded.
Total buying$00 buys
Total selling$157M2 sells
Net open-market-$157M5 insiders
Open-market mix
Buy vs sell distribution by transaction countInsider activity report
Monthly open-market purchase and sale counts Buys Sells
Transaction codes
By Form 4 transaction code in selected period7transactions
- A · Grants / awards · dominant3 · 43%
- M · Option exercise2 · 29%
- S · Open-market sells2 · 29%
Activity by reported role
A joint filing can contribute to multiple roles7transactions
- Director · dominant7 · 100%
Distinct insiders active
Reporting-owner CIKs by month · peak Aug 2026 (5)Aug 2026Sep 2026
Reported Holdings After
Separated by insider, security, and ownership typeGates GregCommon Stock · Direct
23,602Aug 20, 2026
Gates GregOption to purchase Common Stock · Direct
0Aug 20, 2026
Jambusaria AneriCommon Stock · Direct
6,107Aug 27, 2026
Bernard Edward CCommon Stock · Direct
16,262Aug 28, 2026
Glavin William Francis JrCommon Stock · Direct
24,074Aug 28, 2026
Mnookin AllisonCommon Stock · Direct
11,763Aug 28, 2026
These are reported post-transaction holdings, not company-wide ownership percentages. Securities, indirect vehicles, and amendments are kept separate.
Filing activity heatmap
Each cell is one day · intensity = transactions · buys green, sells redAug 03 → Sep 03
LessMore
Top insiders
By absolute net value across the selected period- GG-$1.5M
- JA-$110.1k
Filing detail checks
Secondary metrics for the selected periodFiling-only signals
Deterministic matches in the selected period
LPLA transaction history
Filters apply within this company and selected period by default| Ticker | Insider | Role | Type | Shares | Value | Code | Signals | 90d return | Filed | Trans date |
|---|---|---|---|---|---|---|---|---|---|---|
| LPLA | Jambusaria Aneri | DIR | sale10b5-1 | 308 | -$11.0M | S | 0.0% | 08/31 | 08/27 | |
| LPLA | Gates Greg | DIR | sale | 4.11k | -$146M | S | +2.6% | 08/21 | 08/20 |
LPL Financial Holdings Inc. Insider Activity FAQ
SEC Form 4 contextWho recently reported transactions at LPL Financial Holdings Inc.?
Mnookin Allison, Glavin William Francis Jr, BERNARD EDWARD C, Jambusaria Aneri, Gates Greg.
When was the latest reported open-market purchase?
No code-P purchase is available for this period.
When was the latest reported open-market sale?
Jambusaria Aneri reported a sale on Aug 27, 2026 valued at $11.0M. Read the SEC filing.
What is the recent purchase and sale balance?
Net open-market selling in the selected period was $1,573,877.10. Sales can occur for many non-investment reasons.
Where can I see the original SEC filing?
Every transaction row and latest-activity fact links to its original SEC filing.
What do these Form 4 transaction codes mean?
P and S generally describe open-market or private purchases and sales. A, D, F, M, X, G, J, and V describe awards, issuer dispositions, tax withholding, exercises, gifts, other transactions, and voluntary early reports; review each filing and its footnotes for context.