Epley Kyle Joseph, CFO, reported a transaction classified as grant at CATERPILLAR INC involving 7.000000 shares for an estimated $5753.51. Reported holdings after the transaction were 5869.000000 shares. A 10b5-1 reference was not detected in the stored filing text.
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Chief Financial Officer
Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
This total includes 6 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") as a result of excess contributions at a price per shar…
The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.
Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phanto…
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