Transaction · 0001654954-26-000151

ELLIS THOMAS B

ELLIS THOMAS B, Director, reported an open-market or private sale at LIGHTPATH TECHNOLOGIES INC involving 770321.000000 shares for an estimated $9028162.12. Reported holdings after the transaction were 2728968.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code SDIR
LPTHLIGHTPATH TECHNOLOGIES INC
Filing timeJan 08
Trade dateJan 05, 2026
Filing · SECView on SEC
InsiderProfile

Price performance since filing

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LPTH price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
LPTH since 2026-01-08Filed 239 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001654954-26-000151
Class A Common Stock
Transaction date
Jan 05, 2026
Filed Jan 08, 2026, 12:39 AM · 3d delay
Shares
770k sh
$1.17k per share
Estimated value
-$902M
Computed from shares × price
Holdings after
2.72M sh
Indirect · See footnotes

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Cluster Selling Large Holdings Reduction Large Sale
0score
Filing-only score

0

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% YesOther No
Footnotes & amended
  1. F1

    On January 5, 2026, North Run Strategic Opportunities Fund I, LP exercised a warrant to purchase 3,499,289 shares of the Issuer's Class A common stock for $2.58 per share. The reporting person paid th…

  2. F2

    On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurren…

  3. F3

    The reported securities were directly held by North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run GP, LP as the general partner of North Run -…

  4. F4

    The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as…

Original filing · 0001654954-26-000151
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