Transaction · 0001489550-26-000007

Wupen Yuen

Wupen Yuen, PRES, GBU, reported an open-market or private sale at Lumentum Holdings Inc. involving 500.000000 shares for an estimated $479330.00. Reported holdings after the transaction were 119127.000000 shares. The stored filing text includes a detected 10b5-1 reference.

Open-market sellSEC transaction code SPRES, GBU
LITELumentum Holdings Inc.
Filing timeAug 28
Trade dateAug 27, 2026
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
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LITE price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
LITE since 2026-08-28Filed 6 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001489550-26-000007
Common Stock
Transaction date
Aug 27, 2026
Filed Aug 28, 2026, 01:57 AM · 1d delay
Shares
500 sh
$95.8k per share
Estimated value
-$47.9M
Computed from shares × price
Holdings after
119k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Cluster Selling Direct Ownership Repeat Seller 10b5-1 Detected
0score
Filing-only score

0

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

PRESIDENT, GLOBAL BUS. UNITS

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one yea…

  2. F2

    The number of shares reported as beneficially owned following the reported transaction is as of August 25, 2026 and prior to other transactions that occurred August 25, 2026 and August 26, 2026 as rep…

  3. F3

    These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Original filing · 0001489550-26-000007
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