Transaction · 0001718133-25-000005

Spence John Yogi

Spence John Yogi, VP, reported an open-market or private purchase at XAI Octagon Floating Rate & Alternative Income Trust involving 3000.000000 shares for an estimated $19229.10. Reported holdings after the transaction were 549806.094000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market buySEC transaction code PVP
XFLTXAI Octagon Floating Rate & Alternative Income Trust
Filing timeFeb 20
Trade dateFeb 19, 2025
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
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Pre-filing
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Returns since
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XFLT price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
XFLT since 2025-02-20Filed 560 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Buy
Code P
Identifier
0001718133-25-000005
Common Shares of Beneficial Ownership
Transaction date
Feb 19, 2025
Filed Feb 20, 2025, 12:57 AM · 1d delay
Shares
3.00k sh
$641 per share
Estimated value
$1.92M
Computed from shares × price
Holdings after
549k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Direct Ownership
+22score
Filing-only score

+22

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Vice President

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Shares beneficially owned reflect 551.97 received through the XFLT Dividend Reinvestment Plan. Mr. Spence may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS…

  2. F2

    Mr. Spence may be deemed to beneficially own shares owned by XA Investments, LLC due to his control of XA Investments, LLC

  3. F3

    Shares owned by spouse include 18.399 shares received through the XFLT Dividend Reinvestment Plan

Original filing · 0001718133-25-000005
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Same reporting owner
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