Transaction · 0001718133-25-000006

Spence John Yogi

Spence John Yogi, VP, reported an open-market or private purchase at XAI Octagon Floating Rate & Alternative Income Trust involving 2000.000000 shares for an estimated $12760.00. Reported holdings after the transaction were 551806.094000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market buySEC transaction code PVP
XFLTXAI Octagon Floating Rate & Alternative Income Trust
Filing timeFeb 22
Trade dateFeb 21, 2025
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
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Pre-filing
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Returns since
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XFLT price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
XFLT since 2025-02-22Filed 558 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Buy
Code P
Identifier
0001718133-25-000006
Common Shares of Beneficial Ownership
Transaction date
Feb 21, 2025
Filed Feb 22, 2025, 12:23 AM · 1d delay
Shares
2.00k sh
$638 per share
Estimated value
$1.27M
Computed from shares × price
Holdings after
551k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Direct Ownership
+22score
Filing-only score

+22

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Vice President

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Mr. Spence may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS Holdings, LLC

  2. F2

    Mr. Spence may be deemed to beneficially own shares owned by XA Investments, LLC due to his control of XA Investments, LLC

Original filing · 0001718133-25-000006
Related transactions

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Same reporting owner
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