Transaction · 0001628280-26-057522

Pollock Frederick

Pollock Frederick, CIO, reported a transaction classified as exercise at GCM Grosvenor Inc. involving 60870.000000 shares. Reported holdings after the transaction were 837142.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MCIO
GCMGGCM Grosvenor Inc.
Filing timeAug 18
Trade dateAug 15, 2026
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$13.66
Pre-filing
1mo ago -1.2%1w ago -0.6%1d ago +1.5%
Returns since
7d -1.9%30d -2.6%90d -2.6%180d -2.6%1y -2.6%

GCMG price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
GCMG since 2026-08-18Filed 17 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001628280-26-057522
Class A Common Stock
Transaction date
Aug 15, 2026
Filed Aug 18, 2026, 12:18 AM · 3d delay
Shares
60.8k sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
837k sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
missing priceThe filing did not provide a usable price per share.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Direct Ownership
-2score
Filing-only score

-2

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Investment Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class…

  2. F2

    Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

  3. F3

    Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 15, 2026. The…

Original filing · 0001628280-26-057522
Related transactions

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Same reporting owner
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