Transaction · 0001397911-25-000030

Gates Greg

Gates Greg, DIR, reported a transaction classified as grant at LPL Financial Holdings Inc. involving 2157.000000 shares for an estimated $0.00. Reported holdings after the transaction were 23854.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ADIR
LPLALPL Financial Holdings Inc.
Filing timeFeb 27
Trade dateFeb 25, 2025
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
Pre-filing
Returns since

LPLA price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
LPLA since 2025-02-27Filed 553 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
grant
Code A
Identifier
0001397911-25-000030
Common Stock
Transaction date
Feb 25, 2025
Filed Feb 27, 2025, 11:29 PM · 2d delay
Shares
2.15k sh
$0 per share
Estimated value
$0
Computed from shares × price
Holdings after
23.8k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Direct Ownership
-12score
Filing-only score

-12

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Managing Director

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Is…

  2. F2

    These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock unit…

  3. F3

    Consists of (i) 18,614 shares of Common Stock; (ii) 510 restricted stock units that vest in full on February 25, 2026; (iii) 1,022 restricted stock units that vest ratably on each of June 12, 2025 and…

Original filing · 0001397911-25-000030
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