Transaction · 0001628280-25-010177

SULLIVAN KATHLEEN PATRICIA

SULLIVAN KATHLEEN PATRICIA, PAO, reported a transaction classified as exercise at GCM Grosvenor Inc. involving 14023.000000 shares. Reported holdings after the transaction were 61330.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MPAO
GCMGGCM Grosvenor Inc.
Filing timeMar 05
Trade dateMar 01, 2025
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

GCMG price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
GCMG since 2025-03-05Filed 548 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001628280-25-010177
Class A Common Stock
Transaction date
Mar 01, 2025
Filed Mar 05, 2025, 01:03 AM · 4d delay
Shares
14.0k sh
Price unknown
Estimated value
Computed from shares × price
Holdings after
61.3k sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
missing priceThe filing did not provide a usable price per share.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Direct Ownership
-2score
Filing-only score

-2

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Principal Accounting Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

  2. F2

    Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on October 1, 2024. The RSUs vested in full on March 1, 2025, and delivery of Class A Common…

  3. F3

    Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. The RSUs will vest in three equal installments on May 31, 2026, May 31, 2027 and May 31,…

  4. F4

    Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. The RSUs will vest in full on May 31, 2029, subject to the Reporting Person's

  5. continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

Original filing · 0001628280-25-010177
Related transactions

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Same reporting owner
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