Transaction · 0001239819-24-000008

PHELPS BARRY

PHELPS BARRY, DIR, reported a transaction classified as grant at LUNA INNOVATIONS INC involving 183.820000 shares for an estimated $0.00. Reported holdings after the transaction were 109665.340000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ADIR
LUNALUNA INNOVATIONS INC
Filing timeJan 03
Trade dateJan 02, 2024
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

LUNA price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
LUNA since 2024-01-03Filed 974 days ago · 30 days of pre-filing context shaded
Loading…
Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001239819-24-000008
Stock Units
Transaction date
Jan 02, 2024
Filed Jan 03, 2024, 04:28 PM · 1d delay
Shares
184 sh
$0 per share
Estimated value
$0
Computed from shares × price
Holdings after
109k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Derivative Transaction Direct Ownership
-6score
Filing-only score

-6

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Stock Units are convertible into issuer's common stock on a 1-for-1 basis.

  2. F2

    This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from January 1, 20…

  3. F3

    The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control o…

  4. F4

    This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the pe…

  5. F5

    This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from…

  6. F6

    This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from January…

Original filing · 0001239819-24-000008
Related transactions

0 other filings

Same reporting owner
Recent company activity

0 recent txs

LUNA