Transaction · 0001434728-24-000014

Lenderking John Carroll

Lenderking John Carroll, SVP, WR, reported a transaction classified as return at Global Water Resources, Inc. involving 298.000000 shares for an estimated $3909.76. Reported holdings after the transaction were 9404.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

returnSEC transaction code DSVP, WR
GWRSGlobal Water Resources, Inc.
Filing timeJan 03
Trade dateDec 29, 2023
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

GWRS price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
GWRS since 2024-01-03Filed 975 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
return
Code D
Identifier
0001434728-24-000014
Common Stock
Transaction date
Dec 29, 2023
Filed Jan 03, 2024, 05:51 PM · 5d delay
Shares
298 sh
$1.31k per share
Estimated value
-$390k
Computed from shares × price
Holdings after
9.40k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Direct Ownership
+6score
Filing-only score

+6

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

SVP, Water Resources

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

  2. F2

    The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 29, 2023.

  3. F3

    The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

  4. F4

    The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

  5. F5

    The RSUs are exercisable at time of vesting and do not have a set expiration date.

Original filing · 0001434728-24-000014
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0 other filings

Same reporting owner
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GWRS