Transaction · 0001437749-26-000159

Brown Brian Michael

Brown Brian Michael, CLO, reported a transaction classified as other at AvePoint, Inc. involving 928.000000 shares for an estimated $12964.16. Reported holdings after the transaction were 644429.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

otherSEC transaction code JCLO
AVPTAvePoint, Inc.
Filing timeJan 03
Trade dateDec 30, 2025
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$13.22
Pre-filing
1mo ago +6.4%1w ago -4.3%1d ago -4.3%
Returns since
7d +0.0%30d -11.5%90d -26.5%180d -13.3%1y +2.1%

AVPT price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
AVPT since 2026-01-03Filed 244 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
other
Code J
Identifier
0001437749-26-000159
Common Stock
Transaction date
Dec 30, 2025
Filed Jan 03, 2026, 12:31 AM · 4d delay
Shares
928 sh
$1.39k per share
Estimated value
$1.29M
Computed from shares × price
Holdings after
644k sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
ambiguous transaction codeThe transaction code is missing or represents other activity; review the filing and footnotes.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Direct Ownership
+2score
Filing-only score

+2

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Legal Officer

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents…

  2. F2

    On December 30, 2025, MaivenPoint Pte. Ltd., a wholly-owned subsidiary of the Issuer ("MaivenPoint"), terminated its equity incentive plan. In connection with such termination, the Reporting Person re…

  3. F3

    Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Secur…

Original filing · 0001437749-26-000159
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