Transaction · 0001493152-24-000269

Shum Steve

Shum Steve, DIR, reported a transaction classified as C at CalEthos, Inc. involving 196010.000000 shares for an estimated $98005.00. Reported holdings after the transaction were 200665.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

CSEC transaction code CDIR
BUUZCalEthos, Inc.
Filing timeJan 03
Trade dateDec 11, 2023
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
—
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

BUUZ price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
BUUZ since 2024-01-03Filed 975 days ago · 30 days of pre-filing context shaded
Loading…
Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
C
Code C
Identifier
0001493152-24-000269
Common Stock
Transaction date
Dec 11, 2023
Filed Jan 03, 2024, 03:26 PM · 23d delay
Shares
196k sh
$50 per share
Estimated value
$9.80M
Computed from shares × price
Holdings after
200k sh
Indirect · See Footnote

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 23 calendar days after the transaction date.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Delayed Filing Large Holdings Increase
-6score
Filing-only score

-6

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    These shares were issued to the reporting person by CalEthos, Inc. (the "Issuer") in exchange for a promissory note that was previously issued by the Issuer to the reporting person. Such note was not…

  2. F2

    The reported securities are owned by Core Fund Management LLC, a limited liability company of which the reporting person is the principal member. The reporting person disclaims beneficial ownership of…

Original filing · 0001493152-24-000269
Related transactions

0 other filings

Same reporting owner
Recent company activity

0 recent txs

BUUZ