Transaction · 0001493152-24-000269

Shum Steve

Shum Steve, DIR, reported a transaction classified as grant at CalEthos, Inc. involving 404000.000000 shares for an estimated $404.00. Reported holdings after the transaction were 404000.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ADIR
BUUZCalEthos, Inc.
Filing timeJan 03
Trade dateNov 28, 2023
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
—
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

BUUZ price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
BUUZ since 2024-01-03Filed 975 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001493152-24-000269
Board of Director Options
Transaction date
Nov 28, 2023
Filed Jan 03, 2024, 03:26 PM · 36d delay
Shares
404k sh
$0 per share
Estimated value
$40.4k
Computed from shares × price
Holdings after
404k sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 36 calendar days after the transaction date.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Delayed Filing Derivative Transaction Direct Ownership Large Holdings Increase
-16score
Filing-only score

-16

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    These shares were issued to the reporting person by CalEthos, Inc. (the "Issuer") in exchange for a promissory note that was previously issued by the Issuer to the reporting person. Such note was not…

  2. F2

    The reported securities are owned by Core Fund Management LLC, a limited liability company of which the reporting person is the principal member. The reporting person disclaims beneficial ownership of…

Original filing · 0001493152-24-000269
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