Transaction · 0001562180-24-000251

Alpern Paul L

Alpern Paul L, VP, GC, reported an open-market or private sale at Arteris, Inc. involving 1491.000000 shares for an estimated $8209.89. Reported holdings after the transaction were 37521.000000 shares. The stored filing text includes a detected 10b5-1 reference.

Open-market sellSEC transaction code SVP, GC
AIPArteris, Inc.
Filing timeJan 04
Trade dateJan 03, 2024
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

AIP price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
AIP since 2024-01-04Filed 974 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001562180-24-000251
Common Stock
Transaction date
Jan 03, 2024
Filed Jan 04, 2024, 04:23 PM · 1d delay
Shares
1.49k sh
$551 per share
Estimated value
-$820k
Computed from shares × price
Holdings after
37.5k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Cluster Selling Direct Ownership 10b5-1 Detected
0score
Filing-only score

0

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

VP and General Counsel

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

  2. F2

    Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

  3. F3

    25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

  4. F4

    25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

  5. F5

    The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.84 inclusive. The reporting person undertakes to pro…

  6. F6

    The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.85 inclusive. The reporting person undertakes to pro…

  7. F7

    The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.41 to $5.61 inclusive. The reporting person undertakes to pro…

  8. F8

    Includes 37,521 restricted stock units.

Original filing · 0001562180-24-000251
Related transactions

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Same reporting owner
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