Transaction · 0001879974-26-000013

Hathi Neesha

Hathi Neesha, MD, HWA, BNK, TST, reported an open-market or private sale at SCHWAB CHARLES CORP involving 3177.000000 shares for an estimated $346428.02. Reported holdings after the transaction were 5770.000000 shares. The stored filing text includes a detected 10b5-1 reference.

Open-market sellSEC transaction code SMD, HWA, BNK, TST
SCHWSCHWAB CHARLES CORP
Filing timeSep 03
Trade dateSep 01, 2026
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$108.24
Pre-filing
1mo ago -2.8%1w ago +3.9%1d ago +1.5%
Returns since
7d +0.0%30d +0.0%90d +0.0%180d +0.0%1y +0.0%

SCHW price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
SCHW since 2026-09-03Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001879974-26-000013
Common Stock
Transaction date
Sep 01, 2026
Filed Sep 03, 2026, 01:04 AM · 2d delay
Shares
3.17k sh
$10.9k per share
Estimated value
-$34.6M
Computed from shares × price
Holdings after
5.77k sh
Indirect · by Trust

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Cluster Selling Large Holdings Reduction Repeat Seller 10b5-1 Detected
-6score
Filing-only score

-6

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

MD, Head Wealth Adv, Bnk, Tst

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Reflects the contribution of the shares received upon exercise of the option to a trust.

  2. F2

    The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026.

  3. F3

    This transaction was executed in multiple trades at prices ranging from $108.51 to $109.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provi…

  4. F4

    The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Original filing · 0001879974-26-000013
Related transactions

0 other filings

Same reporting owner
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