Transaction · 0001628280-26-061847

Reeping Katharine

Reeping Katharine, PAO, reported an open-market or private sale at LPL Financial Holdings Inc. involving 439.949000 shares for an estimated $153049.46. Reported holdings after the transaction were 1773.956700 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code SPAO
LPLALPL Financial Holdings Inc.
Trade date
Sep 11, 2026
Filing date
Sep 14, 2026
View on SEC Insider profile
Disclosed value-$153kShares × reported price
Shares traded440$347.88 per share
Holdings after1.77kDirect
% of reported position traded19.87%This security and ownership context
How reported position traded is calculated

Shares sold ÷ (holdings after + shares sold). Estimated position before: 2,213.9057 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

LPLA price since this filing

Daily closing prices, with the filing date and available return windows
LPLA · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +9.0%1w ago +4.0%1d ago +0.5%
Returns since7d -3.9%30d -5.8%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001628280-26-061847
Common Stock
Transaction date
Sep 11, 2026
Filed Sep 14, 2026, 08:19 PM · 3d delay
Shares
439.949 sh
$347.88 per share
Estimated value
-$153k
Computed from shares × price
Holdings after
1,773.9567 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

+6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Principal Accounting Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.72 to 347.88, inclusive. The reporting person undertakes to prov…

  2. F2

    Consists of (i) 473.9567 shares of Common Stock; (ii) 547 restricted stock units that vest in full on February 25, 2027; (iii) 380 restricted stock units that vest ratably on each of February 25, 2027…

Original filing · 0001628280-26-061847
Related transactions

0 other transactions

Same SEC filing
Recent company activity

0 recent txs

LPLA