Transaction · 0001731122-26-001248

Thoenes Mark L

THOENES MARK L, DIR, reported a transaction classified as grant at Kaival Brands Innovations Group, Inc. involving 250000.000000 shares for an estimated $0.00. Reported holdings after the transaction were 750000.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ADIR
KAVLKaival Brands Innovations Group, Inc.
Trade date
Aug 15, 2026
Filing date
Sep 16, 2026
View on SEC Insider profile
Disclosed value$0Shares × reported price
Shares traded250k$0.00 per share
Holdings after750kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 32 calendar days after the transaction date.

KAVL price since this filing

Daily closing prices, with the filing date and available return windows
KAVL · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001731122-26-001248
Non-Qualified Stock Option (right to buy)
Transaction date
Aug 15, 2026
Filed Sep 16, 2026, 08:07 PM · 32d delay
Shares
250,000 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
750,000 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Derivative Transaction Direct Ownership Large Holdings Increase
Filing-only score

-16 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
  • delayed_filing-6 points

    reporting_delay_days = 32

    Filing delay exceeds the configured threshold.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Non-qualified stock option for 250,000 shares granted on August 15, 2026 under the Issuer's Amended and Restated 2020 Stock and Incentive Compensation Plan.

  2. F2

    Vests in full on the earlier of December 31, 2026 or a Change in Control, subject to continued service as a director.

  3. F3

    Exercise price equals Fair Market Value on the Grant Date.

  4. F4

    Includes 500,000 options previously reported on the Form 4 filed April 7, 2026.

Original filing · 0001731122-26-001248
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