Transaction · 0001777926-26-000006

Tolla John Charles

Tolla John Charles, EVP, CRO, reported a transaction classified as return at Axos Financial, Inc. involving 1885.000000 shares for an estimated $174701.80. Reported holdings after the transaction were 30911.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

returnSEC transaction code DEVP, CRO
AXAxos Financial, Inc.
Trade date
Sep 15, 2026
Filing date
Sep 16, 2026
View on SEC Insider profile
Disclosed value-$174kShares × reported price
Shares traded1.88k$92.68 per share
Holdings after30.9kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

AX price since this filing

Daily closing prices, with the filing date and available return windows
AX · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +10.4%1w ago +4.3%1d ago +1.3%
Returns since7d -5.3%30d -4.8%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
return
Code D
Identifier
0001777926-26-000006
Common Stock
Transaction date
Sep 15, 2026
Filed Sep 16, 2026, 11:32 PM · 1d delay
Shares
1,885 sh
$92.68 per share
Estimated value
-$174k
Computed from shares × price
Holdings after
30,911 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

+10 points

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 1

    Filing reported within two business days of the transaction.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

EVP, Chief Risk Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of gra…

  2. F2

    Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested…

  3. F3

    The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

  4. F4

    Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

  5. F5

    The RSUs vest as to one-third of the shares on each anniversary date of grant.

  6. F6

    Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Original filing · 0001777926-26-000006
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