Transaction · 0001613438-26-000022

Noto Anthony

Noto Anthony, CEO, reported a transaction classified as exercise at SoFi Technologies, Inc. involving 154197.000000 shares for an estimated $0.00. Reported holdings after the transaction were 513990.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MCEO
SOFISoFi Technologies, Inc.
Trade date
Sep 14, 2026
Filing date
Sep 16, 2026
View on SEC Insider profile
Disclosed value$0Shares × reported price
Shares traded154k$0.00 per share
Holdings after513kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Not calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

SOFI price since this filing

Daily closing prices, with the filing date and available return windows
SOFI · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +8.6%1w ago +8.2%1d ago +2.9%
Returns since7d -1.7%30d -13.6%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
exercise
Code M
Identifier
0001613438-26-000022
Restricted Stock Unit
Transaction date
Sep 14, 2026
Filed Sep 16, 2026, 11:43 PM · 2d delay
Shares
154,197 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
513,990 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Direct Ownership Large Holdings Reduction
Filing-only score

-6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 2

    Filing reported within two business days of the transaction.
  • derivative_transaction-16 points

    is_derivative = true

    Derivative exercise rows are less discretionary than open-market purchases.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Executive Officer

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

  2. F2

    Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

  3. F3

    Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

  4. F4

    Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

  5. F5

    Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Original filing · 0001613438-26-000022
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Recent company activity

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