Transaction · 0001683168-26-007214

Black Richard B

BLACK RICHARD B, DIR, reported a transaction classified as gift at APPLIED OPTOELECTRONICS, INC. involving 2200.000000 shares for an estimated $0.00. Reported holdings after the transaction were 159092.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

giftSEC transaction code GDIR
AAOIAPPLIED OPTOELECTRONICS, INC.
Trade date
Sep 15, 2026
Filing date
Sep 17, 2026
View on SEC Insider profile
Disclosed value$0Shares × reported price
Shares traded2.20k$0.00 per share
Holdings after159kIndirect · By Trust
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

AAOI price since this filing

Daily closing prices, with the filing date and available return windows
AAOI · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +53.3%1w ago +13.8%1d ago -2.3%
Returns since7d +3.0%30d -22.9%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
gift
Code G
Identifier
0001683168-26-007214
Common Stock, $.001 par value
Transaction date
Sep 15, 2026
Filed Sep 17, 2026, 08:08 PM · 2d delay
Shares
2,200 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
159,092 sh
Indirect · By Trust
Filing-only score

-12 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • timely_filing+4 points

    reporting_delay_days = 2

    Filing reported within two business days of the transaction.
  • gift-16 points

    transaction_code = G

    Gift transactions are not market activity.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Represents a bona fide gift of shares to a 501(c)(3) non-profit organization by The Richard B. Black Revocable Trust U/A Dtd. Aug 31, 1998; Richard B. Black TTEE. The shares were held by the Reporting…

Original filing · 0001683168-26-007214
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