Transaction · 0001104659-26-109010

Abate Christopher J

Abate Christopher J, CEO, reported an open-market or private purchase at REDWOOD TRUST INC involving 100000.000000 shares for an estimated $383900.00. Reported holdings after the transaction were 679283.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market buySEC transaction code PCEO
RWTREDWOOD TRUST INC
Trade date
Sep 15, 2026
Filing date
Sep 19, 2026
View on SEC Insider profile
Disclosed value$383kShares × reported price
Shares traded100k$3.84 per share
Holdings after679kDirect
% of reported position traded17.26%This security and ownership context
How reported position traded is calculated

Shares purchased ÷ (holdings after − shares purchased). Estimated position before: 579,283 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
amended filingThis transaction comes from an amended Form 4 filing.

RWT price since this filing

Daily closing prices, with the filing date and available return windows
RWT · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +21.8%1w ago +13.7%1d ago +13.7%
Returns since7d -5.6%30d -22.8%90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Buy
Code P
Identifier
0001104659-26-109010
Common Stock
Transaction date
Sep 15, 2026
Filed Sep 19, 2026, 12:27 AM · 4d delay
Shares
100,000 sh
$3.84 per share
Estimated value
$383k
Computed from shares × price
Holdings after
679,283 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Amended Filing CEO Buy Director Buy Direct Ownership
Filing-only score

+24 points

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

How this score is calculated
  • open_market_purchase+12 points

    transaction_code = P

    Code P is a discretionary open-market purchase.
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • ceo_buy+12 points

    is_officer + officer_title/role mentions CEO

    CEO open-market purchase.
  • amended_filing-6 points

    is_amendment = true

    Amended filing: the original transaction may have been restated.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Executive Officer

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    This amendment is being filed solely to correct the nature of ownership of the reported shares, which were directly owned by Mr. Abate at the time of the reported transaction.

  2. F2

    This transaction relates to the grant of Deferred Stock Units.

  3. F3

    Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award

  4. Plan.

  5. F4

    25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029.

  6. F5

    No expiration date is applicable to deferred stock units.

  7. F6

    25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028.

  8. F7

    25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027.

Amended filing · 0001104659-26-109010
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