Transaction · 0001741273-26-000022

Dean Lia

Dean Lia, PRES, PP, reported an open-market or private sale at CAPITAL ONE FINANCIAL CORP involving 1887.000000 shares for an estimated $369587.82. Reported holdings after the transaction were 59308.000000 shares. The stored filing text includes a detected 10b5-1 reference.

Open-market sellSEC transaction code SPRES, PP
COFCAPITAL ONE FINANCIAL CORP
Trade date
Oct 15, 2026
Filing date
Oct 19, 2026
View on SEC Insider profile
Estimated value-$369kShares × reported price
Shares traded1.88k$195.86 per share
Holdings after59.3kDirect
% of reported position traded3.08%This security and ownership context
How reported position traded is calculated

Shares sold ÷ (holdings after + shares sold). Estimated position before: 61,195 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

COF price since this filing

Daily closing prices, with the filing date and available return windows
COF · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +2.5%1w ago -1.2%1d ago -3.7%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001741273-26-000022
Common Stock
Transaction date
Oct 15, 2026
Filed Oct 19, 2026, 08:05 PM · 4d delay
Shares
1,887 sh
$195.86 per share
Estimated value
-$369k
Computed from shares × price
Holdings after
59,308 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Cluster Selling Direct Ownership 10b5-1 Detected
Filing-only score

-4 points

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • tenb5_1_detected-10 points

    is_10b5_1 = true

    Stored filing content includes detected 10b5-1 language.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Pres, Banking & Prem. Products

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Original filing · 0001741273-26-000022
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