COF

CAPITAL ONE FINANCIAL CORP

NYSEFinancialsNATIONAL COMMERCIAL BANKS

Insider activity for last month from 10/02 to 11/02.

How these metrics are calculated

Counts use processed Form 4 rows. Purchase and sale metrics use codes P and S; totals remain unknown when any matching value is missing. Rows without a usable transaction date cannot be assigned to a rolling period and are excluded.

Total buying$00 buys
Total selling$19.8M6 sells
Net open-market−$19.8MBuying minus selling
Active insiders4Distinct reporting owners

Insider activity report

Calendar-month buckets within the selected date range

Latest filing: Oct 29, 2026

Open-market transaction mix · 6 transactions in the selected period
0 buys0%·100%6 sells

Code A includes awards, grants and other acquisitions; these are not open-market buys. A rolling period can include partial calendar months.

View exact monthly counts and disclosed values
Monthly activity within the selected period; unknown values remain unknown.
MonthBuysSellsAwards (A)Buy valueSell valueNet P/S value
Oct 2026060$0$19.8M-$19.8M
Nov 2026000$0$0$0

Distinct insiders active

Reporting-owner CIKs by month · peak Oct 2026 (4)
Oct 2026: 4 insidersNov 2026: 0 insiders
Oct 2026Nov 2026
4distinct insiders in selected period
Largest insider activity
By absolute net disclosed value · current transaction page
4 insiders
  • FD
    Fairbank Richard DCHAIR · 0 buys · 3 sells · 0 awards (A)
    -$14.9Mlast 10/29/2026
  • CW
    Cooper Matthew WGC, CS · 0 buys · 1 sells · 0 awards (A)
    -$686.8klast 10/07/2026
  • KC
    Karam CeliaPRES, RB · 0 buys · 1 sells · 0 awards (A)
    -$377.4klast 10/19/2026
  • DL
    Dean LiaPRES, PP · 0 buys · 1 sells · 0 awards (A)
    -$369.6klast 10/19/2026

COF transaction history

Newest filings · 20 transactions per page

Latest insider transactions

Form 4 filings from last month.
Newest company filings
CompanyInsiderActivityDisclosed valueFiled (ET)
COFCAPITAL ONE FINANCIAL CORP
Fairbank Richard DCHAIRM · exercise10b5-1 detectedDerivative securitySEC filing ↗$0View disclosure →
COFCAPITAL ONE FINANCIAL CORP
Fairbank Richard DCHAIRS · sale10b5-1 detectedSEC filing ↗-$1.40MView disclosure →
COFCAPITAL ONE FINANCIAL CORP
Fairbank Richard DCHAIRS · sale10b5-1 detectedSEC filing ↗-$7.52MView disclosure →
COFCAPITAL ONE FINANCIAL CORP
Fairbank Richard DCHAIRS · sale10b5-1 detectedSEC filing ↗-$9.47MView disclosure →
COFCAPITAL ONE FINANCIAL CORP
Fairbank Richard DCHAIRM · exercise10b5-1 detectedSEC filing ↗$3.51MView disclosure →
COFCAPITAL ONE FINANCIAL CORP
Dean LiaPRES · PPS · sale10b5-1 detectedSEC filing ↗-$369kView disclosure →
COFCAPITAL ONE FINANCIAL CORP
Karam CeliaPRES · RBS · sale10b5-1 detectedSEC filing ↗-$377kView disclosure →
COFCAPITAL ONE FINANCIAL CORP
Cooper Matthew WGC · CSS · sale10b5-1 detectedSEC filing ↗-$686kView disclosure →
Recent filing activity
Most recent 6 transactions on this page · color = transaction code

Filing detail checks

Secondary metrics for the selected period
Largest buy-
Largest sale$9.47M
10b5-1 detected8
Amended rows0

Transaction codes

By Form 4 transaction code in selected period
8transactionstxns
  • S · Open-market sells · dominant6 · 75%
  • M · Option exercise2 · 25%

Activity by reported role

A joint filing can contribute to multiple roles
CHAIR5
PRES2
CS1
GC1
PP1
RB1

Reported Holdings After

Separated by insider, security, and ownership type

Fairbank Richard DCommon Stock · Direct
4.1M4.0MOct 27, 2026Oct 27, 2026
4,018,520Oct 27, 2026
Cooper Matthew WCommon Stock · Direct
79.7k79.7kOct 06, 2026Oct 06, 2026
79,694Oct 06, 2026
Karam CeliaCommon Stock · Direct
55.8k55.8kOct 15, 2026Oct 15, 2026
55,774Oct 15, 2026
Dean LiaCommon Stock · Direct
59.3k59.3kOct 15, 2026Oct 15, 2026
59,308Oct 15, 2026
Fairbank Richard DStock Options · Direct
40.7k40.7kOct 27, 2026Oct 27, 2026
40,743Oct 27, 2026

These are reported post-transaction holdings, not company-wide ownership percentages. Securities, indirect vehicles, and amendments are kept separate.

Filing activity heatmap
Current transaction page only · each cell is a filing date · buys green, sells red
3 active days
Oct 02 → Nov 02
LessMore

CAPITAL ONE FINANCIAL CORP Insider Activity FAQ

SEC Form 4 context

Who recently reported transactions at CAPITAL ONE FINANCIAL CORP?

FAIRBANK RICHARD D, Dean Lia, Karam Celia, Cooper Matthew W.

When was the latest reported open-market purchase?

No code-P purchase is available for this period.

When was the latest reported open-market sale?

Fairbank Richard D reported a sale on Oct 27, 2026 valued at $1.40M. Read the SEC filing.

What is the recent purchase and sale balance?

Net open-market selling in the selected period was $19,841,670.56. Sales can occur for many non-investment reasons.

Where can I see the original SEC filing?

Every transaction row and latest-activity fact links to its original SEC filing.

What do these Form 4 transaction codes mean?

P and S generally describe open-market or private purchases and sales. A, D, F, M, X, G, J, and V describe awards, issuer dispositions, tax withholding, exercises, gifts, other transactions, and voluntary early reports; review each filing and its footnotes for context.