Transaction · 0000950170-25-002278

Daunt John

Daunt John, EVP, CCO, reported a transaction classified as exercise at LIQUIDITY SERVICES INC involving 4831.000000 shares for an estimated $0.00. Reported holdings after the transaction were 14494.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MEVP, CCO
LQDTLIQUIDITY SERVICES INC
Filing timeJan 06
Trade dateJan 01, 2028
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

LQDT price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
LQDT since 2025-01-06Filed 606 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
exercise
Code M
Identifier
0000950170-25-002278
Restricted Stock Unit Grant
Transaction date
Jan 01, 2028
Filed Jan 06, 2025, 10:03 PM · -1090d delay
Shares
4.83k sh
$0 per share
Estimated value
$0
Computed from shares × price
Holdings after
14.4k sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
filing before transactionThe stored filing date precedes the reported transaction date.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Derivative Transaction Direct Ownership Large Holdings Reduction
-10score
Filing-only score

-10

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

EVP, Chief Commercial Officer

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

  2. F2

    12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.

  3. F3

    Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

  4. F4

    Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

  5. F5

    Twenty-five percent of this restricted stock unit grant vested on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

  6. F6

    These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

  7. F7

    These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

  8. F8

    Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028.

  9. F9

    12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

  10. F10

    12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

  11. F11

    12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

  12. F12

    Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.

  13. F13

    12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

  14. F14

    Represents the net issuance of 1,881 shares from the vesting of 2,762 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfie…

  15. F15

    In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remain…

  16. F16

    Represents the net issuance of 1,484 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfie…

  17. F17

    This transaction reflects the sale of the 1,484 shares received by the reporting person pursuant to the reporting person's release method election described above.

  18. F18

    Represents the net issuance of 3,526 shares from the vesting of 5,177 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfie…

  19. F19

    This transaction reflects the sale of the 3,526 shares received by the reporting person pursuant to the reporting person's release method election described above.

  20. F20

    Represents the net issuance of 3,290 shares from the vesting of 4,831 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfie…

  21. F21

    This transaction reflects the sale of the 3,290 shares received by the reporting person pursuant to the reporting person's release method election described above.

  22. F22

    Represents the vesting of time-based restricted stock units.

Original filing · 0000950170-25-002278
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