Gates Greg, DIR, reported a transaction classified as exercise at LPL Financial Holdings Inc. involving 7189.000000 shares for an estimated $557363.17. Reported holdings after the transaction were 27721.000000 shares. A 10b5-1 reference was not detected in the stored filing text.
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Group Managing Director
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.25 to $355.47, inclusive. The reporting person undertakes to
provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number
of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Consists of (i) 15,807 shares of Common Stock; (ii) 776 restricted stock units that vest in full on February 25, 2027; (iii) 1,438 restricted stock units that vest ratably on each of February 25, 2027…
This option became exercisable in three installments, beginning February 25, 2020, which was the first anniversary of the date on which it was granted. The option became fully vested on February 25, 2…
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