Transaction · 0001104659-25-004205

Vogt Frederick G

Vogt Frederick G, IC, GC, reported a transaction classified as exercise at IOVANCE BIOTHERAPEUTICS, INC. involving 20835.000000 shares for an estimated $0.00. Reported holdings after the transaction were 231071.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MIC, GC
IOVAIOVANCE BIOTHERAPEUTICS, INC.
Filing timeJan 16
Trade dateJan 14, 2025
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

IOVA price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
IOVA since 2025-01-16Filed 596 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001104659-25-004205
Common Stock
Transaction date
Jan 14, 2025
Filed Jan 16, 2025, 11:01 PM · 2d delay
Shares
20.8k sh
$0 per share
Estimated value
$0
Computed from shares × price
Holdings after
231k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Direct Ownership
+10score
Filing-only score

+10

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Interim CEO & General Counsel

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Represents such shares underlying the restricted stock units ("RSUs") which vested on the transaction date.

  2. F2

    Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of the RSUs. This is not an open market sale of securities.

  3. F3

    Represents common stock remaining after deducting the common stock withheld for taxes.

  4. F4

    Each RSU represents a contingent right to receive one share of the Issuer's common stock.

  5. F5

    The remaining RSUs will vest in equal quarterly installments.

  6. F6

    Such aggregate number reflects the remainder of such RSUs granted on January 14, 2022, but does not include any other RSUs held by such Reporting Person.

Original filing · 0001104659-25-004205
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