Transaction · 0001510281-26-000402

Saba Capital Management, L.P.

Saba Capital Management, L.P., 10%, reported an open-market or private purchase at JAPAN SMALLER CAPITALIZATION FUND INC involving 5083.000000 shares for an estimated $57488.73. Reported holdings after the transaction were 2763426.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market buySEC transaction code P10%
JOFJAPAN SMALLER CAPITALIZATION FUND INC
Trade date
Oct 29, 2026
Filing date
Nov 02, 2026
View on SEC Insider profile
Disclosed value$57.4kShares × reported price
Shares traded5.08k$11.31 per share
Holdings after2.76MIndirect · _
% of reported position traded0.18%This security and ownership context
How reported position traded is calculated

Shares purchased ÷ (holdings after − shares purchased). Estimated position before: 2,758,343 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

JOF price since this filing

Daily closing prices, with the filing date and available return windows
JOF · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago +5.5%1d ago +2.5%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Buy
Code P
Identifier
0001510281-26-000402
Common Stock
Transaction date
Oct 29, 2026
Filed Nov 02, 2026, 10:57 PM · 4d delay
Shares
5,083 sh
$11.31 per share
Estimated value
$57.4k
Computed from shares × price
Holdings after
2,763,426 sh
Indirect · _

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Repeat Buyer 10% Owner Buy
Filing-only score

+24 points

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

How this score is calculated
  • open_market_purchase+12 points

    transaction_code = P

    Code P is a discretionary open-market purchase.
  • ten_percent_owner_buy+4 points

    is_ten_percent_owner = true

    10% beneficial owner open-market purchase.
  • repeat_buyer+8 points

    repeat-buyer signal matched

    Same insider bought again within the configured window.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector No10% YesOther No
Footnotes & amended
  1. F1

    The securities reported herein are held by funds and/or accounts for which Saba Capital Management, L.P. serves as investment manager. Mr. Boaz R. Weinstein serves as the managing member of Saba Capit…

Original filing · 0001510281-26-000402
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