Transaction · 0001213900-26-115316

De Souza Monteiro Ivan

de Souza Monteiro Ivan, SR, reported a transaction classified as exercise at AXIA Energia S.A. involving 82969.000000 shares for an estimated $4735870.52. Reported holdings after the transaction were 497201.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MSR
AXIA3AXIA Energia S.A.
Trade date
Oct 30, 2026
Filing date
Nov 03, 2026
View on SEC Insider profile
Disclosed value$4.73MShares × reported price
Shares traded82.9k$57.08 per share
Holdings after497kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

AXIA3 price since this filing

Daily closing prices, with the filing date and available return windows
AXIA3 · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago1d ago
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001213900-26-115316
Common Shares
Transaction date
Oct 30, 2026
Filed Nov 03, 2026, 05:27 PM · 4d delay
Shares
82,969 sh
$57.08 per share
Estimated value
$4.73M
Computed from shares × price
Holdings after
497,201 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

+6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

See Remarks*

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    On October 30, 2026, certain of the class "C" preferred shares ("PNC Shares") previously reported herein were converted into Common Shares, in connection with the mandatory redemption of 18.54% of AXI…

  2. F2

    Represents the sum of (i) RSUs; and (ii) common shares held by the reporting person.

  3. F3

    The exercise price is R$57.08 per share accrues interest at a rate of 5% per annum from grant date to exercise date and is subject to certain other adjustments.

  4. F4

    Pursuant to Article 11 of the Bylaws of the Company, the PNC Shares shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in…

  5. F5

    The stock options were issued pursuant to the Company's restricted share based compensation program. Exercise is conditioned up the achievement of certain performance goals, as set forth in the award…

  6. F6

    1/3 of the stock options vest 3 years from grant date, with the remaining vesting on the 4th and 5th anniversaries from grant date, subject to certain conditions, as set forth in the award agreement.

  7. F7

    The reporting person must exercise vested options within 120 days after each respective maturity period, failing which the options lapse. Upon exercise, the reporting person is subject to a lock-up pe…

Original filing · 0001213900-26-115316
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