Transaction · 0001688537-26-000013

Finkelstein David L

Finkelstein David L, CCC, reported an open-market or private sale at ANNALY CAPITAL MANAGEMENT INC involving 48223.000000 shares for an estimated $888749.89. Reported holdings after the transaction were 731267.000000 shares. The stored filing text includes a detected 10b5-1 reference.

Open-market sellSEC transaction code SCCC
NLYANNALY CAPITAL MANAGEMENT INC
Trade date
Nov 02, 2026
Filing date
Nov 03, 2026
View on SEC Insider profile
Disclosed value-$888kShares × reported price
Shares traded48.2k$18.43 per share
Holdings after731kDirect
% of reported position traded6.19%This security and ownership context
How reported position traded is calculated

Shares sold ÷ (holdings after + shares sold). Estimated position before: 779,490 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

NLY price since this filing

Daily closing prices, with the filing date and available return windows
NLY · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +0.9%1w ago -0.4%1d ago +0.0%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001688537-26-000013
Common Stock
Transaction date
Nov 02, 2026
Filed Nov 03, 2026, 09:15 PM · 1d delay
Shares
48,223 sh
$18.43 per share
Estimated value
-$888k
Computed from shares × price
Holdings after
731,267 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership 10b5-1 Detected
Filing-only score

0 points

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 1

    Filing reported within two business days of the transaction.
  • tenb5_1_detected-10 points

    is_10b5_1 = true

    Stored filing content includes detected 10b5-1 language.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

CEO and Co-CIO

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 12, 2025 for tax and estate planning purposes.

  2. F2

    The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $18.54 and the lowest price at which t…

  3. F3

    Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stoc…

Original filing · 0001688537-26-000013
Related transactions

0 other transactions

Same SEC filing
Recent company activity

0 recent txs

NLY