Transaction · 0001879974-26-000017

Hathi Neesha

Hathi Neesha, MD, HWA, BNK, TST, reported an open-market or private sale at SCHWAB CHARLES CORP involving 5000.000000 shares for an estimated $444618.00. Reported holdings after the transaction were 5770.000000 shares. The stored filing text includes a detected 10b5-1 reference.

Open-market sellSEC transaction code SMD, HWA, BNK, TST
SCHWSCHWAB CHARLES CORP
Trade date
Nov 02, 2026
Filing date
Nov 03, 2026
View on SEC Insider profile
Disclosed value-$444kShares × reported price
Shares traded5.00k$88.92 per share
Holdings after5.77kIndirect · by Trust
% of reported position traded46.43%This security and ownership context
How reported position traded is calculated

Shares sold ÷ (holdings after + shares sold). Estimated position before: 10,770 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

SCHW price since this filing

Daily closing prices, with the filing date and available return windows
SCHW · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago +8.3%1w ago +0.5%1d ago -1.4%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001879974-26-000017
Common Stock
Transaction date
Nov 02, 2026
Filed Nov 03, 2026, 10:29 PM · 1d delay
Shares
5,000 sh
$88.92 per share
Estimated value
-$444k
Computed from shares × price
Holdings after
5,770 sh
Indirect · by Trust

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Cluster Selling Large Holdings Reduction 10b5-1 Detected
Filing-only score

-6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

How this score is calculated
  • timely_filing+4 points

    reporting_delay_days = 1

    Filing reported within two business days of the transaction.
  • tenb5_1_detected-10 points

    is_10b5_1 = true

    Stored filing content includes detected 10b5-1 language.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

MD, Head Wealth Adv, Bnk, Tst

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Reflects the contribution of the shares received upon exercise of the option to a trust.

  2. F2

    The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026.

  3. F3

    This transaction was executed in multiple trades at prices ranging from $88.49 to $89.24. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide…

  4. F4

    The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Original filing · 0001879974-26-000017
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