Transaction · 0001510281-26-000411

Saba Capital Management, L.P.

Saba Capital Management, L.P., 10%, reported an open-market or private sale at JAPAN SMALLER CAPITALIZATION FUND INC involving 16200.000000 shares for an estimated $179334.00. Reported holdings after the transaction were 2808632.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code S10%
JOFJAPAN SMALLER CAPITALIZATION FUND INC
Trade date
Nov 03, 2026
Filing date
Nov 04, 2026
View on SEC Insider profile
Disclosed value-$179kShares × reported price
Shares traded16.2k$11.07 per share
Holdings after2.80MIndirect · _
% of reported position traded0.57%This security and ownership context
How reported position traded is calculated

Shares sold ÷ (holdings after + shares sold). Estimated position before: 2,824,832 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

JOF price since this filing

Daily closing prices, with the filing date and available return windows
JOF · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago1w ago +3.2%1d ago +0.1%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001510281-26-000411
Common Stock
Transaction date
Nov 03, 2026
Filed Nov 04, 2026, 10:43 PM · 1d delay
Shares
16,200 sh
$11.07 per share
Estimated value
-$179k
Computed from shares × price
Holdings after
2,808,632 sh
Indirect · _
Filing-only score

+4 points

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

How this score is calculated
  • timely_filing+4 points

    reporting_delay_days = 1

    Filing reported within two business days of the transaction.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector No10% YesOther No
Footnotes & amended
  1. F1

    The securities reported herein are held by funds and/or accounts for which Saba Capital Management, L.P. serves as investment manager. Mr. Boaz R. Weinstein serves as the managing member of Saba Capit…

Original filing · 0001510281-26-000411
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JOF