Transaction · 0001745916-26-000143

Spector David

SPECTOR DAVID, CHAIR, CEO, reported a transaction classified as other at PennyMac Financial Services, Inc. involving 25000.000000 shares for an estimated $0.00. Reported holdings after the transaction were 454401.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

otherSEC transaction code JCHAIR, CEO
PFSIPennyMac Financial Services, Inc.
Trade date
Nov 02, 2026
Filing date
Nov 04, 2026
View on SEC Insider profile
Disclosed value$0Shares × reported price
Shares traded25.0k$0.00 per share
Holdings after454kDirect
% of reported position tradedUnavailableThis security and ownership context
How reported position traded is calculated

Calculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Filing warnings

Notes recorded with this filing
1 warning
ambiguous transaction codeThe transaction code is missing or represents other activity; review the filing and footnotes.

PFSI price since this filing

Daily closing prices, with the filing date and available return windows
PFSI · Daily closing priceLoading daily prices…
Filing dateReturn windows appear as prices become available.
Pre-filing1mo ago -3.4%1w ago -1.6%1d ago +0.0%
Returns since7d30d90d180d1y

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
other
Code J
Identifier
0001745916-26-000143
Common Stock
Transaction date
Nov 02, 2026
Filed Nov 04, 2026, 11:31 PM · 2d delay
Shares
25,000 sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
454,401 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
Filing-only score

+6 points

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

How this score is calculated
  • direct_ownership+6 points

    direct_or_indirect_ownership = D

    Direct ownership reports the insider's personal stake.
  • timely_filing+4 points

    reporting_delay_days = 2

    Filing reported within two business days of the transaction.
  • ambiguous_code-4 points

    transaction_code = J

    Other/ambiguous code reduces confidence.
Read the scoring methodology

Signed filing-only points, not a probability or expected return. Version v1.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chairman & CEO

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the b…

  2. F2

    The reported amount consists of 37,841 restricted stock units and 416,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vestin…

Original filing · 0001745916-26-000143
Related transactions

0 other transactions

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Recent company activity

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