Transaction · 0001127602-25-004444

KAPPLER ANN M

KAPPLER ANN M, EVP, GC, reported a transaction classified as exercise at PRUDENTIAL FINANCIAL INC involving 12092.000000 shares for an estimated $0.00. Reported holdings after the transaction were 26627.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MEVP, GC
PRUPRUDENTIAL FINANCIAL INC
Filing timeFeb 12
Trade dateFeb 10, 2025
Filing · SECView on SEC
InsiderProfile

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

PRU price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
PRU since 2025-02-12Filed 569 days ago · 30 days of pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001127602-25-004444
Common Stock
Transaction date
Feb 10, 2025
Filed Feb 12, 2025, 10:30 PM · 2d delay
Shares
12.0k sh
$0 per share
Estimated value
$0
Computed from shares × price
Holdings after
26.6k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $10.0MLarge $100M
Direct Ownership Large Holdings Increase
+10score
Filing-only score

+10

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

EVP and General Counsel

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer…

  2. F2

    Represents shares withheld for the payment of taxes.

  3. F3

    The Restricted Stock Units convert to common stock on a 1 to 1 basis.

  4. F4

    The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

  5. F5

    The performance shares convert to common stock on a 1 to 1 basis.

  6. F6

    Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Compa…

Original filing · 0001127602-25-004444
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