Latest filingSep 23, 2026Most recent Form 4
GECC
Great Elm Capital Corp.
Insider activity for last month from 08/23 to 09/23. Counts use processed Form 4 rows. Purchase and sale metrics use codes P and S; totals remain unknown when any matching value is missing. Rows without a usable transaction date cannot be assigned to a rolling period and are excluded.
Total buying$00 buys
Total selling$00 sells
Net open-market+$03 insiders
Open-market mix
Buy vs sell distribution by transaction countInsider activity report
Monthly open-market purchase and sale counts Buys Sells
Transaction codes
By Form 4 transaction code in selected period7transactions
- A · Grants / awards · dominant4 · 57%
- F · Tax withholding2 · 29%
- J · Other1 · 14%
Activity by reported role
A joint filing can contribute to multiple roles10transactions
- CCO · dominant3 · 30%
- Chief financial officer3 · 30%
- SECY3 · 30%
- 10% owner1 · 10%
Distinct insiders active
Reporting-owner CIKs by month · peak Sep 2026 (3)Aug 2026Sep 2026
Reported Holdings After
Separated by insider, security, and ownership typeKleinman Adam MCommon Stock · Direct
60,680Sep 21, 2026
Davis KeriCommon Stock · Direct
30,911Sep 21, 2026
Great Elm Group, Inc.Common Stock · Direct
1,244,167Sep 21, 2026
These are reported post-transaction holdings, not company-wide ownership percentages. Securities, indirect vehicles, and amendments are kept separate.
Filing activity heatmap
Each cell is one day · intensity = transactions · buys green, sells redAug 23 → Sep 23
LessMore
Top insiders
By absolute net value across the selected period- KM-$18.5k
- DK-$16.0k
- GI+$0
Filing detail checks
Secondary metrics for the selected periodFiling-only signals
Deterministic matches in the selected period
No filing-only signal badges matched this period.
GECC transaction history
Filters apply within this company and selected period by defaultLatest insider transactions
Form 4 filings from last month. Click any column to sort; click it again to flip the order.
| ID | Ticker | Insider | Role | Type | Shares | Value | Code | Filed | Trans date |
|---|---|---|---|---|---|---|---|---|---|
| #228374 | GECC | Great Elm Group, Inc. | 10% | other | 111k | $0 | J | 09/23 | 09/21 |
| #228355 | GECC | Davis Keri | CFO | withholding | 2.97k | -$1.59M | F | 09/23 | 09/21 |
| #228354 | GECC | Davis Keri | CFO | grant | 1.37k | $0 | A | 09/23 | 09/21 |
| #228353 | GECC | Davis Keri | CFO | grant | 7.64k | $0 | A | 09/23 | 09/21 |
| #228332 | GECC | Kleinman Adam M | CCOSECY | withholding | 3.45k | -$1.85M | F | 09/23 | 09/21 |
| #228331 | GECC | Kleinman Adam M | CCOSECY | grant | 791 | $0 | A | 09/23 | 09/21 |
| #228330 | GECC | Kleinman Adam M | CCOSECY | grant | 15.2k | $0 | A | 09/23 | 09/21 |
Great Elm Capital Corp. Insider Activity FAQ
SEC Form 4 contextWho recently reported transactions at Great Elm Capital Corp.?
Great Elm Group, Inc., Davis Keri, Kleinman Adam M.
When was the latest reported open-market purchase?
No code-P purchase is available for this period.
When was the latest reported open-market sale?
No code-S sale is available for this period.
What is the recent purchase and sale balance?
No code-P purchases or code-S sales were reported in the selected period.
Where can I see the original SEC filing?
Every transaction row and latest-activity fact links to its original SEC filing.
What do these Form 4 transaction codes mean?
P and S generally describe open-market or private purchases and sales. A, D, F, M, X, G, J, and V describe awards, issuer dispositions, tax withholding, exercises, gifts, other transactions, and voluntary early reports; review each filing and its footnotes for context.