Transaction · 0001193125-26-406966

DICK ROGER L

DICK ROGER L, PRES, CU, reported a transaction classified as other at UWHARRIE CAPITAL CORP involving 3651.000000 shares for an estimated $0.00. Reported holdings after the transaction were 0.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

otherSEC transaction code JPRES, CU
UWHRUWHARRIE CAPITAL CORP
Filing timeSep 29
Trade dateSep 29, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableCalculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
—
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

UWHR price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
UWHR since 2026-09-29Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
other
Code J
Identifier
0001193125-26-406966
Common Stock
Transaction date
Sep 29, 2026
Filed Sep 29, 2026, 06:51 PM · 0d delay
Shares
3.65k sh
$0.00 per share
Estimated value
$0
Computed from shares × price
Holdings after
0 sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
ambiguous transaction codeThe transaction code is missing or represents other activity; review the filing and footnotes.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
+6score
Filing-only score

+6

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

President/CEO of UCC

Officer YesDirector No10% NoOther No
Footnotes & amended
  1. F1

    Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick

  2. F2

    Transfer of shares from a sole name safekeeper account held by Cede & Co., Depository for Pershing, LLC to a revocable trust brokerage safekeeper account held by Cede & Co., Depository for Pershing, L…

  3. F3

    No money was received by the shareholder for the disposed shares. The shares were disposed of as result of a transfer of shares from a sole name brokerage safekeeper account held by Cede & Co., Deposi…

  4. F4

    Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick

  5. F5

    Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian

  6. F6

    Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L Dick Rev Trust UAD 09/04/26 Roger L Dick Ttee

  7. F7

    No money was paid by the shareholder for the acquired shares. The shares were acquired as result of a transfer of shares from a sole name brokerage safekeeper account held by Cede & Co., Depository fo…

Original filing · 0001193125-26-406966
Related transactions

0 other filings

Same reporting owner
Recent company activity

0 recent txs

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