Transaction · 0001193125-26-407272

DOVE ROSS

DOVE ROSS, CEO, reported an open-market or private sale at Heritage Global Inc. involving 300000.000000 shares for an estimated $399000.00. Reported holdings after the transaction were 2021917.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code SCEO
HGBLHeritage Global Inc.
Filing timeSep 29
Trade dateSep 25, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position traded12.92%Shares sold ÷ (holdings after + shares sold). Estimated position before: 2,321,917 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$1.31
Pre-filing
1mo ago -8.4%1w ago +2.3%1d ago +1.5%
Returns since
7d30d90d180d1y

HGBL price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
HGBL since 2026-09-29Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001193125-26-407272
Common Stock
Transaction date
Sep 25, 2026
Filed Sep 29, 2026, 08:00 PM · 4d delay
Shares
300k sh
$1.33 per share
Estimated value
-$399k
Computed from shares × price
Holdings after
2.02M sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
+6score
Filing-only score

+6

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

CEO

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    The reported shares were sold in a privately negotiated transaction to Inductive Capital LP, an entity controlled by William L. Burnham, a director of the Issuer, at a price of $1.33 per share, pursua…

  2. F2

    The $1.33 per-share price equaled the Nasdaq closing price on 9/24/2026.

Original filing · 0001193125-26-407272
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