Transaction · 0001398344-26-017532

Dakos Andrew

Dakos Andrew, PRES, reported an open-market or private purchase at Total Return Securities Fund involving 9000.000000 shares for an estimated $51930.00. Reported holdings after the transaction were 60000.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market buySEC transaction code PPRES
SWZTotal Return Securities Fund
Filing timeSep 29
Trade dateSep 28, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position traded17.65%Shares purchased ÷ (holdings after − shares purchased). Estimated position before: 51,000 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$5.99
Pre-filing
1mo ago +0.2%1w ago +0.0%1d ago +0.0%
Returns since
7d30d90d180d1y

SWZ price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
SWZ since 2026-09-29Filed yesterday · 1 day of post-filing data
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Buy
Code P
Identifier
0001398344-26-017532
Common Stock
Transaction date
Sep 28, 2026
Filed Sep 29, 2026, 08:05 PM · 1d delay
Shares
9.00k sh
$5.77 per share
Estimated value
$51.9k
Computed from shares × price
Holdings after
60.0k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Director Buy Direct Ownership Large Buy Repeat Buyer
+42score
Filing-only score

+42

Compact filing score computed from stored Form 4 facts. Version v1.

Strong filing signal

This filing has a high positive filing-only score. It may deserve closer research, but it is not an investment recommendation.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

President and CEO

Officer YesDirector Yes10% NoOther Yes
Footnotes & amended
  1. F1

    Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Original filing · 0001398344-26-017532
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Same reporting owner
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SWZ