Transaction · 0001569789-26-000015

Smith Philip Andrew

Smith Philip Andrew, CEO, reported an open-market or private sale at StoneX Group Inc. involving 56250.000000 shares for an estimated $3694888.13. Reported holdings after the transaction were 738216.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market sellSEC transaction code SCEO
SNEXStoneX Group Inc.
Filing timeSep 30
Trade dateSep 28, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position traded7.08%Shares sold ÷ (holdings after + shares sold). Estimated position before: 794,466 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$65.25
Pre-filing
1mo ago +5.2%1w ago +3.4%1d ago +2.4%
Returns since
7d30d90d180d1y

SNEX price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
SNEX since 2026-09-30Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Sell
Code S
Identifier
0001569789-26-000015
Common Stock
Transaction date
Sep 28, 2026
Filed Sep 30, 2026, 01:38 AM · 2d delay
Shares
56.2k sh
$65.69 per share
Estimated value
-$3.69M
Computed from shares × price
Holdings after
738k sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Cluster Selling Direct Ownership Large Sale
+10score
Filing-only score

+10

Compact filing score computed from stored Form 4 facts. Version v1.

Positive filing signal

This filing has a modest positive filing-only score. Treat it as a useful flag for review, not as a buy signal.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

Chief Executive Officer

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold…

Original filing · 0001569789-26-000015
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