Transaction · 0001104659-26-112891

MacLennan David

MacLennan David, DIR, reported a transaction classified as grant at CATERPILLAR INC involving 28.000000 shares for an estimated $22988.28. Reported holdings after the transaction were 505.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ADIR
CATCATERPILLAR INC
Filing timeOct 01
Trade dateSep 30, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableNot calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$826.35
Pre-filing
1mo ago -3.5%1w ago -1.7%1d ago +0.0%
Returns since
7d30d90d180d1y

CAT price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
CAT since 2026-10-01Filed yesterday · 1 day of post-filing data
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001104659-26-112891
Phantom Stock Units
Transaction date
Sep 30, 2026
Filed Oct 01, 2026, 09:14 PM · 1d delay
Shares
28 sh
$821.01 per share
Estimated value
$22.9k
Computed from shares × price
Holdings after
505 sh
Direct

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Derivative Transaction Direct Ownership
-6score
Filing-only score

-6

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.

  2. F2

    Phantom stock units awarded or acquired in lieu of director cash compensation.

  3. F3

    The phantom stock units were acquired under the Caterpillar Inc. Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from serv…

  4. F4

    Includes adjustments for dividends accrued.

Original filing · 0001104659-26-112891
Related transactions

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Same reporting owner
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CAT