Transaction · 0001193125-26-410922

GEORGE W WHITNEY

GEORGE W WHITNEY, DIR, reported an open-market or private purchase at SPROTT FOCUS TRUST INC. involving 21944.000000 shares for an estimated $220537.20. Reported holdings after the transaction were 1489269.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

Open-market buySEC transaction code PDIR
FUNDSPROTT FOCUS TRUST INC.
Filing timeOct 01
Trade dateSep 29, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position traded1.5%Shares purchased ÷ (holdings after − shares purchased). Estimated position before: 1,467,325 shares.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$8.24
Pre-filing
1mo ago +0.0%1w ago +0.0%1d ago +0.0%
Returns since
7d30d90d180d1y

FUND price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
FUND since 2026-10-01Filed yesterday · 1 day of post-filing data
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
Buy
Code P
Identifier
0001193125-26-410922
Common Stock
Transaction date
Sep 29, 2026
Filed Oct 01, 2026, 09:55 PM · 2d delay
Shares
21.9k sh
$10.05 per share
Estimated value
$220k
Computed from shares × price
Holdings after
1.48M sh
Indirect · Held by Trust

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Director Buy Repeat Buyer 10% Owner Buy
+30score
Filing-only score

+30

Compact filing score computed from stored Form 4 facts. Version v1.

Strong filing signal

This filing has a high positive filing-only score. It may deserve closer research, but it is not an investment recommendation.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% YesOther Yes
Footnotes & amended
  1. F1

    Shares held by a trust established for the benefit of Mr. George's immediate family member (the "BM Trust"). Mr. George serves as trustee of the BM Trust and, in such capacity, has investment and voti…

  2. F2

    Shares held by The Meredith and Whitney George Foundation (the "Foundation"). Mr. George serves as the Chairman of the Foundation and, in such capacity, has investment and voting discretion over share…

  3. F3

    Shares held by a trust established for the benefit of Mr. George's children. As beneficiaries of the trust, Mr. George's children have a pecuniary interest in the trust. Mr. George may be deemed to be…

  4. F4

    Shares held by a trust established for the benefit of Mr. George's spouse. Mr. George serves as trustee of the trust and, in such capacity, has investment and voting discretion over shares held by the…

  5. F5

    Shares held by a trust established for the benefit of Mr. George's immediate family member (the "TM Trust"). Mr. George serves as trustee of the TM Trust and, in such capacity, has investment and voti…

Original filing · 0001193125-26-410922
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Same reporting owner
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