Transaction · 0001193125-26-413036

Tsai Joseph C

Tsai Joseph C, DIR, reported a transaction classified as exercise at Alibaba Group Holding Ltd involving 7500.000000 shares. Reported holdings after the transaction were 836072.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

exerciseSEC transaction code MDIR
BABAAlibaba Group Holding Ltd
Filing timeOct 05
Trade dateOct 01, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableCalculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$116.31
Pre-filing
1mo ago +3.0%1w ago +0.0%1d ago +0.0%
Returns since
7d30d90d180d1y

BABA price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
BABA since 2026-10-05Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
exercise
Code M
Identifier
0001193125-26-413036
Ordinary Shares
Transaction date
Oct 01, 2026
Filed Oct 05, 2026, 10:03 AM · 4d delay
Shares
7.50k sh
Price unknown
Estimated value
—
Computed from shares × price
Holdings after
836k sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
missing priceThe filing did not provide a usable price per share.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Direct Ownership
-2score
Filing-only score

-2

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Reflects restricted share units that vested and settled into ordinary shares.

  2. F2

    Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares.

  3. F3

    Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subje…

  4. F4

    Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject t…

Original filing · 0001193125-26-413036
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Same reporting owner
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BABA