Transaction · 0001398344-26-017872

Galley Patrick W.

Galley Patrick W., PRES, reported a transaction classified as other at RIVERNORTH OPPORTUNITIES FUND, INC. involving 219708.000000 shares for an estimated $2304736.92. Reported holdings after the transaction were 550403.360000 shares. A 10b5-1 reference was not detected in the stored filing text.

otherSEC transaction code JPRES
RIVRIVERNORTH OPPORTUNITIES FUND, INC.
Filing timeOct 05
Trade dateSep 24, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableCalculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
—
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

RIV price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
RIV since 2026-10-05Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
other
Code J
Identifier
0001398344-26-017872
Common Shares of Beneficial Interest
Transaction date
Sep 24, 2026
Filed Oct 05, 2026, 06:16 PM · 11d delay
Shares
219k sh
$10.49 per share
Estimated value
$2.30M
Computed from shares × price
Holdings after
550k sh
Direct

Filing warnings

Notes recorded with this filing
2 warnings
delayed filingThe filing was reported 11 calendar days after the transaction date.
ambiguous transaction codeThe transaction code is missing or represents other activity; review the filing and footnotes.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Direct Ownership Large Holdings Increase
-4score
Filing-only score

-4

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

President

Officer YesDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    The shares were acquired from rights offering.

Original filing · 0001398344-26-017872
Related transactions

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Same reporting owner
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RIV