Transaction · 0001398344-26-017885

Swanson David

Swanson David, DIR, reported a transaction classified as other at RIVERNORTH OPPORTUNITIES FUND, INC. involving 459.000000 shares for an estimated $4814.91. Reported holdings after the transaction were 1835.000000 shares. A 10b5-1 reference was not detected in the stored filing text.

otherSEC transaction code JDIR
RIVRIVERNORTH OPPORTUNITIES FUND, INC.
Filing timeOct 05
Trade dateSep 24, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableCalculated only for code-P purchases and code-S sales.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
—
Pre-filing
1mo ago1w ago1d ago
Returns since
7d30d90d180d1y

RIV price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
RIV since 2026-10-05Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Non-derivative
Type
other
Code J
Identifier
0001398344-26-017885
Common Shares of Beneficial Interest
Transaction date
Sep 24, 2026
Filed Oct 05, 2026, 07:44 PM · 11d delay
Shares
459 sh
$10.49 per share
Estimated value
$4.81k
Computed from shares × price
Holdings after
1.83k sh
Direct

Filing warnings

Notes recorded with this filing
2 warnings
delayed filingThe filing was reported 11 calendar days after the transaction date.
ambiguous transaction codeThe transaction code is missing or represents other activity; review the filing and footnotes.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Direct Ownership Large Holdings Increase
-4score
Filing-only score

-4

Compact filing score computed from stored Form 4 facts. Version v1.

Neutral filing signal

This filing is broadly neutral on the filing-only scale. The Form 4 facts do not strongly tilt positive or negative.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    The shares were acquired from rights offering.

Original filing · 0001398344-26-017885
Related transactions

0 other filings

Same reporting owner
Recent company activity

0 recent txs

RIV