Transaction · 0001005817-26-000134

Catarisano Nancy E.

Catarisano Nancy E., DIR, reported a transaction classified as grant at TOMPKINS FINANCIAL CORP involving 121.592000 shares for an estimated $11774.97. Reported holdings after the transaction were 7197.436000 shares. A 10b5-1 reference was not detected in the stored filing text.

grantSEC transaction code ADIR
TMPTOMPKINS FINANCIAL CORP
Filing timeOct 05
Trade dateJul 01, 2026
Filing · SECView on SEC
InsiderProfile
% of reported position tradedUnavailableNot calculated for derivative securities.

Row-level estimate for this security and ownership context, not the insider’s complete portfolio. Joint ownership, other transactions in the filing, amendments and footnotes can affect interpretation.

Price performance since filing

Close on the filing date, the pre-filing context, and the forward return at standard windows
Price at filing
$98.89
Pre-filing
1mo ago -13.9%1w ago -13.9%1d ago -13.9%
Returns since
7d30d90d180d1y

TMP price since this filing

30 days of pre-filing context and vertical markers at the filing date plus 7d / 30d / 90d / 180d / 1y afterwards
TMP since 2026-10-05Filed today · pre-filing context shaded
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Filing datePost-filing windows (7d, 30d, 90d, 180d, 1y)30 days of pre-filing context

Transaction facts

Stored Form 4 columns with their raw values

Derivative
Type
grant
Code A
Identifier
0001005817-26-000134
Phantom Stock
Transaction date
Jul 01, 2026
Filed Oct 05, 2026, 07:49 PM · 96d delay
Shares
122 sh
$96.84 per share
Estimated value
$11.7k
Computed from shares × price
Holdings after
7.19k sh
Direct

Filing warnings

Notes recorded with this filing
1 warning
delayed filingThe filing was reported 96 calendar days after the transaction date.

Filing signal explanations

Badges describe filing facts only — not predictions.

Cluster 14dRepeat 30dPattern $100kLarge $1.00M
Delayed Filing Derivative Transaction Direct Ownership
-16score
Filing-only score

-16

Compact filing score computed from stored Form 4 facts. Version v1.

Mixed or weak signal

This filing has a negative filing-only score. It may be less informative as an insider-activity signal and needs extra context.

Reported relationships & other filings

Form 4 relationship flags and nearby filing context

Reported roles

No officer title

Officer NoDirector Yes10% NoOther No
Footnotes & amended
  1. F1

    Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Dire…

  2. F2F3(2 footnotes)

    This transaction was inadvertently reported late due to an administrative error.

Original filing · 0001005817-26-000134
Related transactions

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Same reporting owner
Recent company activity

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